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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1013 (New Member Application and Interview) and the Manner in Which Membership Applicants Submit Their Applications to FINRA

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: March 12, 2008

Resources

Notice Rule: SEC Issued Version (pdf 70.31 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

April 8, 2008

File Number

SR-FINRA-2008-008

Rule Type

Notice

Release Number

34-57480

SEC Issue Date

March 12, 2008

Federal Register Publish Date

March 18, 2008

Document Citation

73 FR 14519

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1013 (New Member Application and Interview) and the Manner in Which Membership Applicants Submit Their Applications to FINRA

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1013 (New Member Application and Interview) and the Manner in Which Membership Applicants Submit Their Applications to FINRA

Resources

Details