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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 62 Examination Program

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Dec. 31, 2007

Resources

Notice Rule: SEC Issued Version (pdf 64.1 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 29, 2008

File Number

SR-FINRA-2007-031

Rule Type

Notice

Release Number

34-57081

SEC Issue Date

Dec. 31, 2007

Federal Register Publish Date

Jan. 8, 2008

Document Citation

73 FR 1375

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 62 Examination Program

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 62 Examination Program

Resources

Details