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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to FINRA's NYSE Rules 421, 440F, and 440G

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Feb. 1, 2008

Resources

Notice Rule: SEC Issued Version (pdf 482.28 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Feb. 28, 2008

File Number

SR-FINRA-2007-025

Rule Type

Notice

Release Number

34-57252

SEC Issue Date

Feb. 1, 2008

Federal Register Publish Date

Feb. 7, 2008

Document Citation

73 FR 7343

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to FINRA's NYSE Rules 421, 440F, and 440G

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to FINRA's NYSE Rules 421, 440F, and 440G

Resources

Details