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Notice Rule

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to FINRA's NYSE Rule 342.13 and the General Securities Principal Examination

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Dec. 10, 2007

Resources

Notice Rule: SEC Issued Version (pdf 206.22 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 7, 2008

File Number

SR-FINRA-2007-022

Rule Type

Notice

Release Number

34-56936

SEC Issue Date

Dec. 10, 2007

Federal Register Publish Date

Dec. 17, 2007

Document Citation

72 FR 71467

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to FINRA's NYSE Rule 342.13 and the General Securities Principal Examination

Resources

Details

More in this Section

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to FINRA's NYSE Rule 342.13 and the General Securities Principal Examination

Resources

Details