Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Closing of the NASD/BSE Trade Reporting Facility

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Oct. 11, 2007

Resources

Notice Rule: SEC Issued Version (pdf 59.21 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 7, 2007

File Number

SR-FINRA-2007-016

Rule Type

Notice

Release Number

34-56644

SEC Issue Date

Oct. 11, 2007

Federal Register Publish Date

Oct. 17, 2007

Document Citation

72 FR 58920

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Closing of the NASD/BSE Trade Reporting Facility

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Closing of the NASD/BSE Trade Reporting Facility

Resources

Details