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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Changes in the Functionality of the NASD/NYSE Trade Reporting Facility

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Sept. 21, 2007

Resources

Notice Rule: SEC Issued Version (pdf 60.86 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 18, 2007

File Number

SR-FINRA-2007-015

Rule Type

Notice

Release Number

34-56491

SEC Issue Date

Sept. 21, 2007

Federal Register Publish Date

Sept. 27, 2007

Document Citation

72 FR 54957

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Changes in the Functionality of the NASD/NYSE Trade Reporting Facility

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Changes in the Functionality of the NASD/NYSE Trade Reporting Facility

Resources

Details