Notice Rule

Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 To Amend an Exemption to NASD Rule 1050 and NYSE Rule Interpretation 344/02 for Certain Research Analysts Employed By a Member's Foreign Affiliate Who Contribute to the Preparation of a Member's Research Report

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 To Amend an Exemption to NASD Rule 1050 and NYSE Rule Interpretation 344/02 for Certain Research Analysts Employed By a Memb
Release Number
34-57278
SEC Issue Date
Federal Register Publish Date
Document Citation

73 FR 8086

Resources

Notice Rule: SEC Issued Version (pdf 68.06 KB)
Notice Rule: Federal Register Version
Rel. No. 34-56481

Last Reviewed or Updated: Feb. 6, 2008