Notice Rule

Order Granting Approval of a Proposed Rule Change Relating to NASD Rule 11870 (Customer Account Transfer Contracts) and NYSE Rule 412 (Customer Account Transfer Contracts) To Make the Time Frames in the Rules for Validating or Taking Exception to an Instruction To Transfer a Customer's Securities Account Consistent With the Time Frames in the Automated Customer Account Transfer Service

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Order Granting Approval of a Proposed Rule Change Relating to NASD Rule 11870 (Customer Account Transfer Contracts) and NYSE Rule 412 (Customer Account Transfer Contracts) To Make the Time Frames in the Rules for Validating or Taking Exception to an Instr
Release Number
34-56677
SEC Issue Date
Federal Register Publish Date
Document Citation

72 FR 60699

Resources

Order Rule: SEC Issued Version (pdf 32.7 KB)
Order Rule: Federal Register Version
Rel. No. 34-56373

Last Reviewed or Updated: Oct. 19, 2007