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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rules 4632C, 6130C and 6130

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Aug. 24, 2007

Resources

Notice Rule: SEC Issued Version (pdf 174.29 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Sept. 21, 2007

File Number

SR-FINRA-2007-003

Rule Type

Notice

Release Number

34-56321

SEC Issue Date

Aug. 24, 2007

Federal Register Publish Date

Aug. 31, 2007

Document Citation

72 FR 50425

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rules 4632C, 6130C and 6130

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rules 4632C, 6130C and 6130

Resources

Details