Notice Rule

Order Audit Trail System

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Order Approving Proposed Rule Change Relating to the Reporting of Foreign Equity Securities to the Order Audit Trail System

Release Number

34-56571

SEC Issue Date

Sept. 28, 2007

Federal Register Publish Date

Oct. 4, 2007

Document Citation

72 FR 56816

Last Reviewed or Updated: Sept. 28, 2007

Resources

File Number

SR-FINRA-2007-001

Rule Type

Notice

Release Number

34-56199

SEC Issue Date

Aug. 3, 2007

Federal Register Publish Date

Aug. 9, 2007

Document Citation

72 FR 44899