Notice Rule

Notice of Filing of Proposed Rule Change Regarding the Close-Out and Funds-Only Settlement Processes Associated With the Sponsoring Member/Sponsored Member Service

Registered Clearing Agencies, Fixed Income Clearing Corporation (FICC)

Public Comments

Submit a Comment on SR-FICC-2019-007

Title

Order Approving a Proposed Rule Change Regarding the Close-Out and Funds-Only Settlement Processes Associated With the Sponsoring Member/Sponsored Member Service

Release Number

34-88262

SEC Issue Date

Feb. 21, 2020

Federal Register Publish Date

Feb. 27, 2020

Document Citation

85 FR 11401

Resources

Order Rule: SEC Issued Version (pdf 188.64 KB)

Order Rule: Federal Register Version

Last Reviewed or Updated: Jan. 6, 2020

Resources

Notice Rule: SEC Issued Version (pdf 322.17 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 31, 2020

File Number

SR-FICC-2019-007

Rule Type

Notice

Release Number

34-87896

SEC Issue Date

Jan. 6, 2020

Federal Register Publish Date

Jan. 10, 2020

Document Citation

85 FR 1354

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Regarding the Close-Out and Funds-Only Settlement Processes Associated With the Sponsoring Member/Sponsored Member Service

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change Regarding the Close-Out and Funds-Only Settlement Processes Associated With the Sponsoring Member/Sponsored Member Service

Public Comments

Order Rule (34-88262)

Resources

Resources

Details