Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Brokers To Process Specified Pool Trade Activity at the Mortgage-Backed Securities Division in Broker Accounts

Registered Clearing Agencies, Fixed Income Clearing Corporation (FICC)

Last Reviewed or Updated: June 6, 2011

Resources

Notice Rule: SEC Issued Version (pdf 42.82 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

July 1, 2011

File Number

SR-FICC-2011-04

Rule Type

Notice

Release Number

34-64604

SEC Issue Date

June 6, 2011

Federal Register Publish Date

June 10, 2011

Document Citation

76 FR 34111

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Brokers To Process Specified Pool Trade Activity at the Mortgage-Backed Securities Division in Broker Accounts

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Brokers To Process Specified Pool Trade Activity at the Mortgage-Backed Securities Division in Broker Accounts

Resources

Details