Order Rule

Notice of Filing of a Proposed Rule Change To Amend the Rules of the Mortgage-Backed Securities Division To Impose Fines on Members for Violations of Minimum Financial Standards and To Modify the Penalty Assessment Process for Failures of Members To Submit Requisite Financial Reports on a Timely Basis

Registered Clearing Agencies, Fixed Income Clearing Corporation (FICC)

Title
Notice of Filing of a Proposed Rule Change To Amend the Rules of the Mortgage-Backed Securities Division To Impose Fines on Members for Violations of Minimum Financial Standards and To Modify the Penalty Assessment Process for Failures of Members To Submi
Release Number
34-51146
SEC Issue Date
Federal Register Publish Date
Document Citation

70 FR 7984

Last Reviewed or Updated: Feb. 7, 2005