Order Rule

Notice of Filing of a Proposed Rule Change To Amend the Rules of the Government Securities Division To Modify the Penalty Assessment Process for Violations of Minimum Financial Standards and for Failures of Members To Submit Requisite Financial Reports on a Timely Basis

Registered Clearing Agencies, Fixed Income Clearing Corporation (FICC)

Title
Notice of Filing of a Proposed Rule Change To Amend the Rules of the Government Securities Division To Modify the Penalty Assessment Process for Violations of Minimum Financial Standards and for Failures of Members To Submit Requisite Financial Reports on
Release Number
34-50457
SEC Issue Date
Federal Register Publish Date
Document Citation

69 FR 59283

Resources

Notice Rule: SEC Issued Version (pdf 136.49 KB)
Notice Rule: Federal Register Version
Rel. No. 34-50659

Last Reviewed or Updated: Sept. 27, 2004