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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rules 2.5 and 11.4 To Permit Qualification and Registration of Authorized Traders of Members Pursuant to Certain Foreign Examination Modules Equivalent to the Series 7 Examination

National Securities Exchanges, EDGX Exchange (EDGX)

Last Reviewed or Updated: Nov. 9, 2010

Resources

Notice Rule: SEC Issued Version (pdf 46.57 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Dec. 7, 2010

File Number

SR-EDGX-2010-15

Rule Type

Notice

Release Number

34-63284

SEC Issue Date

Nov. 9, 2010

Federal Register Publish Date

Nov. 16, 2010

Document Citation

75 FR 70052

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rules 2.5 and 11.4 To Permit Qualification and Registration of Authorized Traders of Members Pursuant to Certain Foreign Examination Modules Equivalent to the Series 7 Examination

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rules 2.5 and 11.4 To Permit Qualification and Registration of Authorized Traders of Members Pursuant to Certain Foreign Examination Modules Equivalent to the Series 7 Examination

Resources

Details