Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rules 2.5 and 11.4 To Permit Qualification and Registration of Authorized Traders of Members Pursuant to Certain Foreign Examination Modules Equivalent to the Series 7 Examination

National Securities Exchanges, EDGA Exchange (EDGA)

Last Reviewed or Updated: Nov. 9, 2010

Resources

Notice Rule: SEC Issued Version (pdf 45.56 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Dec. 7, 2010

File Number

SR-EDGA-2010-16

Rule Type

Notice

Release Number

34-63286

SEC Issue Date

Nov. 9, 2010

Federal Register Publish Date

Nov. 16, 2010

Document Citation

75 FR 70057

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rules 2.5 and 11.4 To Permit Qualification and Registration of Authorized Traders of Members Pursuant to Certain Foreign Examination Modules Equivalent to the Series 7 Examination

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rules 2.5 and 11.4 To Permit Qualification and Registration of Authorized Traders of Members Pursuant to Certain Foreign Examination Modules Equivalent to the Series 7 Examination

Resources

Details