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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Underwriting Service Guide and Operational Arrangements

Registered Clearing Agencies, The Depository Trust Company (DTC)

Public Comments

Submit a Comment on SR-DTC-2025-015

Last Reviewed or Updated: Sept. 30, 2025

Resources

Notice Rule: SEC Issued Version (pdf 215.37 KB)

Exhibit 5

Details

Public Comments Due

Oct. 21, 2025

File Number

SR-DTC-2025-015

Rule Type

Notice

Release Number

34-104095

SEC Issue Date

Sept. 26, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Underwriting Service Guide and Operational Arrangements

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Underwriting Service Guide and Operational Arrangements

Public Comments

Resources

Details