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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the DTC Fee Schedule to revise certain fees charged to Participants for (i) Participants Fund Maintenance; (ii) Underwriting Services; (iii) Asset Services; and (iv) Settlement Serv

Registered Clearing Agencies, The Depository Trust Company (DTC)

Public Comments

Submit a Comment on SR-DTC-2023-014

Last Reviewed or Updated: Jan. 2, 2024

Resources

Notice Rule: SEC Issued Version (pdf 209.43 KB)

Exhibit 3

Exhibit 5

Details

Public Comments Due

21 days after date of publication in the Federal Register.

File Number

SR-DTC-2023-014

Rule Type

Notice

Release Number

34-99264

SEC Issue Date

Jan. 2, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the DTC Fee Schedule to revise certain fees charged to Participants for (i) Participants Fund Maintenance; (ii) Underwriting Services; (iii) Asset Services; and (iv) Settlement Serv

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the DTC Fee Schedule to revise certain fees charged to Participants for (i) Participants Fund Maintenance; (ii) Underwriting Services; (iii) Asset Services; and (iv) Settlement Serv

Public Comments

Resources

Details