Notice Rule

Notice of Filing of Proposed Rule Change To Amend Rule 4

Registered Clearing Agencies, The Depository Trust Company (DTC)

Public Comments

Submit a Comment on SR-DTC-2020-011

Title

Order Approving a Proposed Rule Change To Amend Rule 4

Release Number

34-90372

SEC Issue Date

Nov. 6, 2020

Federal Register Publish Date

Nov. 13, 2020

Document Citation

85 FR 72708

Resources

Order Rule: SEC Issued Version (pdf 161.7 KB)

Order Rule: Federal Register Version

Last Reviewed or Updated: Sept. 22, 2020

Resources

Notice Rule: SEC Issued Version (pdf 229.39 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Oct. 19, 2020

File Number

SR-DTC-2020-011

Rule Type

Notice

Release Number

34-89952

SEC Issue Date

Sept. 22, 2020

Federal Register Publish Date

Sept. 28, 2020

Document Citation

85 FR 60847

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Amend Rule 4

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change To Amend Rule 4

Public Comments

Order Rule (34-90372)

Resources

Resources

Details