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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the DTC Deposits Service Guide Relating to Procedures for the Deposit of Nontransferable Securities

Registered Clearing Agencies, The Depository Trust Company (DTC)

Last Reviewed or Updated: Sept. 6, 2019

Resources

Notice Rule: SEC Issued Version (pdf 253.47 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Oct. 3, 2019

File Number

SR-DTC-2019-007

Rule Type

Notice

Release Number

34-86897

SEC Issue Date

Sept. 6, 2019

Federal Register Publish Date

Sept. 12, 2019

Document Citation

84 FR 48187

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the DTC Deposits Service Guide Relating to Procedures for the Deposit of Nontransferable Securities

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the DTC Deposits Service Guide Relating to Procedures for the Deposit of Nontransferable Securities

Resources

Details