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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify Certain Rules Provisions Relating to Pledges

Registered Clearing Agencies, The Depository Trust Company (DTC)

Last Reviewed or Updated: Oct. 12, 2016

Resources

Notice Rule: SEC Issued Version (pdf 197.47 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Nov. 8, 2016

File Number

SR-DTC-2016-009

Rule Type

Notice

Release Number

34-79088

SEC Issue Date

Oct. 12, 2016

Federal Register Publish Date

Oct. 18, 2016

Document Citation

81 FR 71774

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify Certain Rules Provisions Relating to Pledges

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify Certain Rules Provisions Relating to Pledges

Resources

Details