Order Rule

Notice of Filing of Proposed Rule Change To Effect Changes to the DTC Settlement Service Guide Relating to the Automated Customer Account Transfer Service of National Securities Clearing Corporation

Registered Clearing Agencies, The Depository Trust Company (DTC)

Title

Release Number

34-71886

SEC Issue Date

April 7, 2014

Federal Register Publish Date

April 11, 2014

Document Citation

79 FR 20260

Resources

Notice Rule: SEC Issued Version (pdf 53.5 KB)

Notice Rule: Federal Register Version

Exhibit 5

Rel. No. 34-72224

Last Reviewed or Updated: April 7, 2014

Resources

Order Rule: SEC Issued Version (pdf 28.71 KB)

Order Rule: Federal Register Version

Rel. No. 34-71886

Details

Public Comments Due

May 2, 2014

File Number

SR-DTC-2014-04

Rule Type

Order

Release Number

34-72224

SEC Issue Date

May 22, 2014

Federal Register Publish Date

May 29, 2014

Document Citation

79 FR 30920

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Effect Changes to the DTC Settlement Service Guide Relating to the Automated Customer Account Transfer Service of National Securities Clearing Corporation

Resources

Resources

Details

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Notice of Filing of Proposed Rule Change To Effect Changes to the DTC Settlement Service Guide Relating to the Automated Customer Account Transfer Service of National Securities Clearing Corporation

Notice Rule (34-71886)

Resources

Resources

Details