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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Special Procedures for Securities Offered Pursuant to Regulation S, Category 3, Under the Securities Act of 1933

Registered Clearing Agencies, The Depository Trust Company (DTC)

Public Comments

Submit a Comment on SR-DTC-2013-09

Last Reviewed or Updated: Aug. 14, 2013

Resources

Notice Rule: SEC Issued Version (pdf 37.47 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Sept. 10, 2013

File Number

SR-DTC-2013-09

Rule Type

Notice

Release Number

34-70198

SEC Issue Date

Aug. 14, 2013

Federal Register Publish Date

Aug. 20, 2013

Document Citation

78 FR 51254

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Special Procedures for Securities Offered Pursuant to Regulation S, Category 3, Under the Securities Act of 1933

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Special Procedures for Securities Offered Pursuant to Regulation S, Category 3, Under the Securities Act of 1933

Public Comments

Resources

Details