Order Rule

Notice of Filing of a Proposed Rule Change To Implement a New Service to Allow Issuers To Track and Limit the Number of Beneficial Owners for an Individual CUSIP

Registered Clearing Agencies, The Depository Trust Company (DTC)

Public Comments

Title

Release Number

34-58436

SEC Issue Date

Aug. 27, 2008

Federal Register Publish Date

Sept. 5, 2008

Document Citation

73 FR 51870

Resources

Notice Rule: SEC Issued Version (pdf 56.03 KB)

Notice Rule: Federal Register Version

Rel. No. 34-59102

View Received Comments

Last Reviewed or Updated: Aug. 27, 2008

Resources

Order Rule: SEC Issued Version (pdf 41.74 KB)

Order Rule: Federal Register Version

Rel. No. 34-58436

Details

Public Comments Due

Sept. 26, 2008

File Number

SR-DTC-2008-11

Rule Type

Order

Release Number

34-59102

SEC Issue Date

Dec. 15, 2008

Federal Register Publish Date

Dec. 22, 2008

Document Citation

73 FR 78411

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change To Implement a New Service to Allow Issuers To Track and Limit the Number of Beneficial Owners for an Individual CUSIP

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of a Proposed Rule Change To Implement a New Service to Allow Issuers To Track and Limit the Number of Beneficial Owners for an Individual CUSIP

Public Comments

Notice Rule (34-58436)

Resources

Resources

Details