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Notice Rule

Notice of Filing and Immediate Effectiveness of the Twenty-First Charges Amendment to the Second Restatement of the CTA Plan and Twelfth Charges Amendment to the Restated CQ Plan

Joint Industry Plans, National Market System Plans (NMS)

Public Comments

View Received Comments

Last Reviewed or Updated: June 28, 2023

Resources

Notice Rule: SEC Issued Version (pdf 232.86 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 28, 2014

File Number

SR-CTA/CQ-2014-03

Rule Type

Notice

Release Number

34-73278

SEC Issue Date

Oct. 1, 2014

Federal Register Publish Date

Oct. 7, 2014

Document Citation

79 FR 60536

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of the Twenty-First Charges Amendment to the Second Restatement of the CTA Plan and Twelfth Charges Amendment to the Restated CQ Plan

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of the Twenty-First Charges Amendment to the Second Restatement of the CTA Plan and Twelfth Charges Amendment to the Restated CQ Plan

Public Comments

Resources

Details