Order Rule

Notice of Filing and Immediate Effectiveness of the Twentieth Substantive Amendment to the Second Restatement of the CTA Plan and Fourteenth Substantive Amendment to the Restated CQ Plan

Joint Industry Plans, National Market System Plans (NMS)

Public Comments

Title

Release Number

34-73285

SEC Issue Date

Oct. 1, 2014

Federal Register Publish Date

Oct. 7, 2014

Document Citation

79 FR 60555

Resources

Notice Rule: SEC Issued Version (pdf 31.13 KB)

Notice Rule: Federal Register Version

Rel. No. 34-73457

View Received Comments

Last Reviewed or Updated: June 28, 2023

Resources

Order Rule: SEC Issued Version (pdf 16.81 KB)

Order Rule: Federal Register Version

Rel. No. 34-73285

Details

Public Comments Due

Oct. 28, 2014

File Number

SR-CTA/CQ-2014-02

Rule Type

Order

Release Number

34-73457

SEC Issue Date

Oct. 29, 2014

Federal Register Publish Date

Nov. 4, 2014

Document Citation

79 FR 65436

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of the Twentieth Substantive Amendment to the Second Restatement of the CTA Plan and Fourteenth Substantive Amendment to the Restated CQ Plan

Public Comments

Resources

Resources

Details

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Notice of Filing and Immediate Effectiveness of the Twentieth Substantive Amendment to the Second Restatement of the CTA Plan and Fourteenth Substantive Amendment to the Restated CQ Plan

Public Comments

Notice Rule (34-73285)

Resources

Resources

Details