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Notice Rule

Notice of Filing and Immediate Effectiveness of the Seventeenth Charges Amendment to the Second Restatement of the CTA Plan and Ninth Charges Amendment to the Restated CQ Plan

Joint Industry Plans, National Market System Plans (NMS)

Public Comments

View Received Comments

Last Reviewed or Updated: June 28, 2023

Resources

Notice Rule: SEC Issued Version (pdf 40.24 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

May 2, 2013

File Number

SR-CTA/CQ-2013-02

Rule Type

Notice

Release Number

34-69318

SEC Issue Date

April 5, 2013

Federal Register Publish Date

April 11, 2013

Document Citation

78 FR 21648

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of the Seventeenth Charges Amendment to the Second Restatement of the CTA Plan and Ninth Charges Amendment to the Restated CQ Plan

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of the Seventeenth Charges Amendment to the Second Restatement of the CTA Plan and Ninth Charges Amendment to the Restated CQ Plan

Public Comments

Resources

Details