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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Qualification, Registration and Continuing Education Requirements Applicable to Participants

National Securities Exchanges, Chicago Stock Exchange, Inc. (CHX)

Public Comments

Submit a Comment on SR-CHX-2018-07

Last Reviewed or Updated: Dec. 20, 2018

Resources

Notice Rule: SEC Issued Version (pdf 268.69 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 18, 2019

File Number

SR-CHX-2018-07

Rule Type

Notice

Release Number

34-84896

SEC Issue Date

Dec. 20, 2018

Federal Register Publish Date

Dec. 28, 2018

Document Citation

83 FR 67376

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Qualification, Registration and Continuing Education Requirements Applicable to Participants

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Qualification, Registration and Continuing Education Requirements Applicable to Participants

Public Comments

Resources

Details