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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the Securities Trader Registration Category and the Series 57 Securities Trader Examination Registration Requirement

National Securities Exchanges, Chicago Stock Exchange, Inc. (CHX)

Last Reviewed or Updated: July 29, 2016

Resources

Notice Rule: SEC Issued Version (pdf 130.57 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Aug. 25, 2016

File Number

SR-CHX-2016-11

Rule Type

Notice

Release Number

34-78445

SEC Issue Date

July 29, 2016

Federal Register Publish Date

Aug. 4, 2016

Document Citation

81 FR 51513

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the Securities Trader Registration Category and the Series 57 Securities Trader Examination Registration Requirement

Resources

Details

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the Securities Trader Registration Category and the Series 57 Securities Trader Examination Registration Requirement

Resources

Details