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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a General Prohibition Against Affiliation Between the Exchange and any Participant

National Securities Exchanges, Chicago Stock Exchange, Inc. (CHX)

Public Comments

Submit a Comment on SR-CHX-2014-13

Last Reviewed or Updated: Aug. 25, 2014

Resources

Notice Rule: SEC Issued Version (pdf 90.1 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Sept. 19, 2014

File Number

SR-CHX-2014-13

Rule Type

Notice

Release Number

34-72909

SEC Issue Date

Aug. 25, 2014

Federal Register Publish Date

Aug. 29, 2014

Document Citation

79 FR 51633

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a General Prohibition Against Affiliation Between the Exchange and any Participant

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a General Prohibition Against Affiliation Between the Exchange and any Participant

Public Comments

Resources

Details