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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Registration, Qualification, Supervision, and Continuing Education of Individuals Associated with Participant Firms

National Securities Exchanges, Chicago Stock Exchange, Inc. (CHX)

Public Comments

Submit a Comment on SR-CHX-2013-14

Last Reviewed or Updated: Oct. 2, 2013

Resources

Notice Rule: SEC Issued Version (pdf 115.81 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Nov. 12, 2013

File Number

SR-CHX-2013-14

Rule Type

Notice

Release Number

34-70597

SEC Issue Date

Oct. 2, 2013

Federal Register Publish Date

Oct. 22, 2013

Document Citation

78 FR 62728

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Registration, Qualification, Supervision, and Continuing Education of Individuals Associated with Participant Firms

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Registration, Qualification, Supervision, and Continuing Education of Individuals Associated with Participant Firms

Public Comments

Resources

Details