Order Rule

Notice of Filing of a Proposed Rule Change to Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as it Relates to the Holders of Record and/or Beneficial Holders, as Provided in Exchange Rule 14.11(l)

National Securities Exchanges, Cboe BZX Exchange, Inc. (CboeBZX)

Public Comments

Submit a Comment on SR-CboeBZX-2023-062

Title
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial
Release Number
34-98933
SEC Issue Date

Resources

Order Rule: SEC Issued Version (pdf 119.26 KB)

Title
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Holders,
Release Number
34-98497
SEC Issue Date

Resources

Notice Rule: SEC Issued Version (pdf 73.34 KB)

Title
Notice of Filing of a Proposed Rule Change to Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as it Relates to the Holders of Record and/or Beneficial Holders, as Provided in Exchange Rule 14.11(l)
Release Number
34-98231
SEC Issue Date

Resources

Notice Rule: SEC Issued Version (pdf 185.3 KB)
Exhibit 5

Last Reviewed or Updated: April 25, 2024