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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Define the Terms "Derivative Security" and "UTP Derivative Security" and Amend Certain Related Rules

National Securities Exchanges, Cboe BZX Exchange, Inc. (CboeBZX)

Public Comments

Submit a Comment on SR-CboeBZX-2021-041

Last Reviewed or Updated: May 25, 2021

Resources

Notice Rule: SEC Issued Version (pdf 167.34 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

June 23, 2021

File Number

SR-CboeBZX-2021-041

Rule Type

Notice

Release Number

34-92015

SEC Issue Date

May 25, 2021

Federal Register Publish Date

June 1, 2021

Document Citation

86 FR 29305

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Define the Terms "Derivative Security" and "UTP Derivative Security" and Amend Certain Related Rules

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Define the Terms "Derivative Security" and "UTP Derivative Security" and Amend Certain Related Rules

Public Comments

Resources

Details