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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program

National Securities Exchanges, Cboe BZX Exchange, Inc. (CboeBZX)

Public Comments

Submit a Comment on SR-CboeBZX-2020-014

Last Reviewed or Updated: Feb. 14, 2020

Resources

Notice Rule: SEC Issued Version (pdf 233.74 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

March 12, 2020

File Number

SR-CboeBZX-2020-014

Rule Type

Notice

Release Number

34-88218

SEC Issue Date

Feb. 14, 2020

Federal Register Publish Date

Feb. 20, 2020

Document Citation

85 FR 9827

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program

Public Comments

Resources

Details