Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program

National Securities Exchanges, Cboe BZX Exchange, Inc. (CboeBZX)

Title

Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program

Release Number

34-87629

SEC Issue Date

Nov. 26, 2019

Federal Register Publish Date

Dec. 3, 2019

Document Citation

84 FR 66245

Resources

Order Rule: SEC Issued Version (pdf 178.68 KB)

Order Rule: Federal Register Version

Title

Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program

Release Number

34-88640

SEC Issue Date

April 15, 2020

Federal Register Publish Date

April 21, 2020

Document Citation

85 FR 22191

Resources

Notice Rule: SEC Issued Version (pdf 117.92 KB)

Notice Rule: Federal Register Version

Last Reviewed or Updated: Oct. 15, 2019

Resources

Notice Rule: SEC Issued Version (pdf 176.65 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Nov. 12, 2019

File Number

SR-CboeBZX-2019-086

Rule Type

Notice

Release Number

34-87312

SEC Issue Date

Oct. 15, 2019

Federal Register Publish Date

Oct. 21, 2019

Document Citation

84 FR 56235

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program

Resources

Resources

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program

Order Rule (34-87629)

Resources

Notice Rule (34-88640)

Resources

Resources

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