Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program

National Securities Exchanges, Cboe BYX Exchange, Inc. (CboeBYX)

Title

Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program

Release Number

34-87631

SEC Issue Date

Nov. 26, 2019

Federal Register Publish Date

Dec. 3, 2019

Document Citation

84 FR 66259

Resources

Order Rule: SEC Issued Version (pdf 180.42 KB)

Order Rule: Federal Register Version

Title

Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program

Release Number

34-88641

SEC Issue Date

April 15, 2020

Federal Register Publish Date

April 21, 2020

Document Citation

85 FR 22216

Resources

Notice Rule: SEC Issued Version (pdf 118.16 KB)

Notice Rule: Federal Register Version

Last Reviewed or Updated: Oct. 15, 2019

Resources

Notice Rule: SEC Issued Version (pdf 182.16 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Nov. 12, 2019

File Number

SR-CboeBYX-2019-015

Rule Type

Notice

Release Number

34-87305

SEC Issue Date

Oct. 15, 2019

Federal Register Publish Date

Oct. 21, 2019

Document Citation

84 FR 56210

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program

Resources

Resources

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program

Order Rule (34-87631)

Resources

Notice Rule (34-88641)

Resources

Resources

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