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Notice Rule

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations

National Securities Exchanges, Nasdaq BX, Inc. (BX)

Public Comments

Submit a Comment on SR-BX-2020-019

Last Reviewed or Updated: Aug. 25, 2020

Resources

Notice Rule: SEC Issued Version (pdf 173.37 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Sept. 21, 2020

File Number

SR-BX-2020-019

Rule Type

Notice

Release Number

34-89662

SEC Issue Date

Aug. 25, 2020

Federal Register Publish Date

Aug. 31, 2020

Document Citation

85 FR 53866

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations

Public Comments

Resources

Details

More in this Section

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations

Public Comments

Resources

Details