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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the BX Disciplinary Rules and Incorporate by Reference the Disciplinary Rules of The Nasdaq Stock Market LLC

National Securities Exchanges, Nasdaq BX, Inc. (BX)

Public Comments

Submit a Comment on SR-BX-2020-009

View Received Comments

Last Reviewed or Updated: May 26, 2020

Resources

Notice Rule: SEC Issued Version (pdf 277.21 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

June 22, 2020

File Number

SR-BX-2020-009

Rule Type

Notice

Release Number

34-88938

SEC Issue Date

May 26, 2020

Federal Register Publish Date

June 1, 2020

Document Citation

85 FR 33235

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the BX Disciplinary Rules and Incorporate by Reference the Disciplinary Rules of The Nasdaq Stock Market LLC

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the BX Disciplinary Rules and Incorporate by Reference the Disciplinary Rules of The Nasdaq Stock Market LLC

Public Comments

Resources

Details