Notice Rule

Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Assume Operational Responsibility for Certain Enforcement Functions Currently Performed by FINRA Under the Exchange's Authority and Supervision

National Securities Exchanges, Nasdaq BX, Inc. (BX)

Public Comments

Submit a Comment on SR-BX-2020-007

Title
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Assume Operational Responsibility for Certain Enforcement Functions Currently Performed by FINRA Under the Exchanges Authority and Supervision
Release Number
34-89010
SEC Issue Date
Federal Register Publish Date
Document Citation

85 FR 35453

Resources

Order Rule: SEC Issued Version (pdf 131.49 KB)
Order Rule: Federal Register Version

Last Reviewed or Updated: April 24, 2020