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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter X, Section 7(a) of the Exchange's Rules Relating to Minor Rule Violation Penalties for Position Limit Violations

National Securities Exchanges, Nasdaq BX, Inc. (BX)

Last Reviewed or Updated: March 3, 2017

Resources

Notice Rule: SEC Issued Version (pdf 112.95 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

March 30, 2017

File Number

SR-BX-2017-014

Rule Type

Notice

Release Number

34-80155

SEC Issue Date

March 3, 2017

Federal Register Publish Date

March 9, 2017

Document Citation

82 FR 13175

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter X, Section 7(a) of the Exchange's Rules Relating to Minor Rule Violation Penalties for Position Limit Violations

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter X, Section 7(a) of the Exchange's Rules Relating to Minor Rule Violation Penalties for Position Limit Violations

Resources

Details