Order Rule

Notice of Filing of a Proposed Rule Change To Assume Operational Responsibility for Certain Surveillance Activity Currently Performed by FINRA Under the Exchange's Authority and Supervision

National Securities Exchanges, Nasdaq BX, Inc. (BX)

Title

Release Number

34-70158

SEC Issue Date

Aug. 12, 2013

Federal Register Publish Date

Aug. 16, 2013

Document Citation

78 FR 50126

Resources

Notice Rule: SEC Issued Version (pdf 42.97 KB)

Notice Rule: Federal Register Version

Rel. No. 34-70568

Last Reviewed or Updated: Aug. 12, 2013

Resources

Order Rule: SEC Issued Version (pdf 13.2 KB)

Order Rule: Federal Register Version

Rel. No. 34-70158

Details

Public Comments Due

Sept. 6, 2013

File Number

SR-BX-2013-047

Rule Type

Order

Release Number

34-70568

SEC Issue Date

Sept. 30, 2013

Federal Register Publish Date

Oct. 22, 2013

Document Citation

78 FR 62884

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change To Assume Operational Responsibility for Certain Surveillance Activity Currently Performed by FINRA Under the Exchange's Authority and Supervision

Resources

Resources

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Notice of Filing of a Proposed Rule Change To Assume Operational Responsibility for Certain Surveillance Activity Currently Performed by FINRA Under the Exchange's Authority and Supervision

Notice Rule (34-70158)

Resources

Resources

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