Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 1160 to Reflect the Availability of the FINRA Contact System to NASDAQ OMX BX Members That Are Not Also Members of FINRA

National Securities Exchanges, Nasdaq BX, Inc. (BX)

Last Reviewed or Updated: Dec. 17, 2009

Resources

Notice Rule: SEC Issued Version (pdf 76.64 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 19, 2010

File Number

SR-BX-2009-081

Rule Type

Notice

Release Number

34-61197

SEC Issue Date

Dec. 17, 2009

Federal Register Publish Date

Dec. 28, 2009

Document Citation

74 FR 68641

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 1160 to Reflect the Availability of the FINRA Contact System to NASDAQ OMX BX Members That Are Not Also Members of FINRA

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 1160 to Reflect the Availability of the FINRA Contact System to NASDAQ OMX BX Members That Are Not Also Members of FINRA

Resources

Details