Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-2040-5 To Add the Firm Element Component to the Continuing Education Requirement, and Make Other Conforming and Clerical Updates to IM-2040-4 and Delete IM 2020-1

National Securities Exchanges, BOX Exchange LLC (BOX)

Public Comments

Last Reviewed or Updated: Aug. 3, 2022

Public Comments Due

21 days after publication in the Federal Register

File Number

SR-BOX-2022-23

Rule Type

Notice

Release Number

34-95414

SEC Issue Date

Aug. 3, 2022

Federal Register Publish Date

Aug. 9, 2022

Document Citation

87 FR 48527