Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 10070, Anti-Money Laundering Compliance Program, To Reflect the Financial Crimes Enforcement Network's Adoption of a Final Rule on Customer Due Diligence Requirements for Financial Institutions

National Securities Exchanges, BOX Exchange LLC (BOX)

Public Comments

Last Reviewed or Updated: Jan. 30, 2020

Public Comments Due

Feb. 26, 2020

File Number

SR-BOX-2020-02

Rule Type

Notice

Release Number

34-88091

SEC Issue Date

Jan. 30, 2020

Federal Register Publish Date

Feb. 5, 2020

Document Citation

85 FR 6636