Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Market Makers

National Securities Exchanges, BOX Exchange LLC (BOX)

Last Reviewed or Updated: Sept. 14, 2015

Resources

Notice Rule: SEC Issued Version (pdf 59.14 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Oct. 9, 2015

File Number

SR-BOX-2015-31

Rule Type

Notice

Release Number

34-75916

SEC Issue Date

Sept. 14, 2015

Federal Register Publish Date

Sept. 18, 2015

Document Citation

80 FR 56503

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Market Makers

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Market Makers

Resources

Details