Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 12140 (Imposition of Fines for Minor Rule Violations)

National Securities Exchanges, BOX Exchange LLC (BOX)

Last Reviewed or Updated: March 29, 2013

Resources

Notice Rule: SEC Issued Version (pdf 29.71 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

April 26, 2013

File Number

SR-BOX-2013-17

Rule Type

Notice

Release Number

34-69259

SEC Issue Date

March 29, 2013

Federal Register Publish Date

April 5, 2013

Document Citation

78 FR 20706

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 12140 (Imposition of Fines for Minor Rule Violations)

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 12140 (Imposition of Fines for Minor Rule Violations)

Resources

Details