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Notice Rule

Notice of Filing and Immediate Effectiveness of an Amendment to Rule 8.11, Effective Date of Judgment and the Adoption of Rule 8.18, Release of Disciplinary Complaints, Decisions and Other Information

National Securities Exchanges, Bats BZX Exchange, Inc. (BatsBZX)

Last Reviewed or Updated: Nov. 17, 2016

Resources

Notice Rule: SEC Issued Version (pdf 139.76 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Dec. 14, 2016

File Number

SR-BatsBZX-2016-73

Rule Type

Notice

Release Number

34-79342

SEC Issue Date

Nov. 17, 2016

Federal Register Publish Date

Nov. 23, 2016

Document Citation

81 FR 84625

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of an Amendment to Rule 8.11, Effective Date of Judgment and the Adoption of Rule 8.18, Release of Disciplinary Complaints, Decisions and Other Information

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of an Amendment to Rule 8.11, Effective Date of Judgment and the Adoption of Rule 8.18, Release of Disciplinary Complaints, Decisions and Other Information

Resources

Details