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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BZX Rule 2.5, Restrictions, Regarding Members and Associated Persons of Members Who Are or Become Subject to a Statutory Disqualification

National Securities Exchanges, Bats BZX Exchange, Inc. (BatsBZX)

Last Reviewed or Updated: Nov. 3, 2016

Resources

Notice Rule: SEC Issued Version (pdf 117.49 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Nov. 30, 2016

File Number

SR-BatsBZX-2016-67

Rule Type

Notice

Release Number

34-79229

SEC Issue Date

Nov. 3, 2016

Federal Register Publish Date

Nov. 9, 2016

Document Citation

81 FR 78875

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BZX Rule 2.5, Restrictions, Regarding Members and Associated Persons of Members Who Are or Become Subject to a Statutory Disqualification

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BZX Rule 2.5, Restrictions, Regarding Members and Associated Persons of Members Who Are or Become Subject to a Statutory Disqualification

Resources

Details