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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rules 8.15, Imposition of Fines for Minor Violation(s) of Rules, and 25.3, Penalty for Minor Rule Violations, To Amend the Minor Rule Violation Plan

National Securities Exchanges, BATS Exchange (BATS)

Public Comments

Submit a Comment on SR-BATS-2016-08

Last Reviewed or Updated: Feb. 19, 2016

Resources

Notice Rule: SEC Issued Version (pdf 173.62 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

March 17, 2016

File Number

SR-BATS-2016-08

Rule Type

Notice

Release Number

34-77182

SEC Issue Date

Feb. 19, 2016

Federal Register Publish Date

Feb. 25, 2016

Document Citation

81 FR 9543

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rules 8.15, Imposition of Fines for Minor Violation(s) of Rules, and 25.3, Penalty for Minor Rule Violations, To Amend the Minor Rule Violation Plan

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rules 8.15, Imposition of Fines for Minor Violation(s) of Rules, and 25.3, Penalty for Minor Rule Violations, To Amend the Minor Rule Violation Plan

Public Comments

Resources

Details