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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Rule 13.4, "Assigning of Registered Securities in the Name of a Member or Member Organization"

National Securities Exchanges, BATS Exchange (BATS)

Last Reviewed or Updated: Feb. 24, 2015

Resources

Notice Rule: SEC Issued Version (pdf 38.71 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

March 23, 2015

File Number

SR-BATS-2015-14

Rule Type

Notice

Release Number

34-74359

SEC Issue Date

Feb. 24, 2015

Federal Register Publish Date

March 2, 2015

Document Citation

80 FR 11250

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Rule 13.4, "Assigning of Registered Securities in the Name of a Member or Member Organization"

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Rule 13.4, "Assigning of Registered Securities in the Name of a Member or Member Organization"

Resources

Details